-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CGOkKfv2oo3Kjt0Ct9RTmqCoRR3rOxVbQgTT16WGAGyCS8mxzO2Ka4R3wMTWoorH PkqcoRJOTkwBPf+Z9QfSRA== 0001116679-07-003093.txt : 20071205 0001116679-07-003093.hdr.sgml : 20071205 20071205163314 ACCESSION NUMBER: 0001116679-07-003093 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 GROUP MEMBERS: ISAAC PERLMUTTER GROUP MEMBERS: ISAAC PERLMUTTER TRUST 01/28/1993 GROUP MEMBERS: OBJECT TRADING CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Marvel Entertainment, Inc. CENTRAL INDEX KEY: 0000933730 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 133711775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47191 FILM NUMBER: 071287009 BUSINESS ADDRESS: STREET 1: 417 5TH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125768530 MAIL ADDRESS: STREET 1: 417 5TH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: MARVEL ENTERPRISES INC DATE OF NAME CHANGE: 19981005 FORMER COMPANY: FORMER CONFORMED NAME: TOY BIZ INC DATE OF NAME CHANGE: 19941213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERLMUTTER ISAAC CENTRAL INDEX KEY: 0001130821 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: MARVEL ENTGERPRISES INC STREET 2: 40 EAST 10TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125768550 MAIL ADDRESS: STREET 1: MARVEL ENTERRISES INC STREET 2: 40 EAST 10TH ST CITY: NEW YORK STATE: NY ZIP: 10016 SC 13D/A 1 perl13da-120507.htm AMENDMENT NO. 21 perl13da-120507.htm

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_____________________
 
SCHEDULE 13D
(Rule 13d-1)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(a) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(a)
 
(Amendment No. 21)1
 
MARVEL ENTERTAINMENT, INC.
(Name of Issuer)
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
57383T103
(CUSIP Number)
 
Michael L. Zuppone, Esq.
Paul, Hastings, Janofsky & Walker LLP
75 East 55th Street
New York, New York  10022
(212) 318-6000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
November 30, 2007
(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
 
Note.  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See 13d-7 for other parties to whom copies are to be sent.
 

1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
CUSIP No. 57383T103
13D
Page 2 of  7  Pages
 
 
  1.  
 
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Isaac Perlmutter
  2.  
 
 
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                              (a)             ¨
                                                                                                                                                                                                         (b)            ý
  3.  
 
 
SEC USE ONLY
 
  4.  
 
 
SOURCE OF FUNDS*
PF
  5.  
 
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e)                                                                                                                                                      ¨
 
  6.  
 
 
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
  7.  
 
 
SOLE VOTING POWER
29,195,662
  8.  
 
 
SHARED VOTING POWER
0
  9.  
 
 
SOLE DISPOSITIVE POWER
29,195,662
  10.  
 
 
SHARED DISPOSITIVE POWER
0
 
  11.  
 
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,195,662
  12.  
 
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES*                                                                                                                                                                       0;       ¨
 
  13.  
 
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
37.06%
  14.  
 
 
TYPE OF REPORTING PERSON*
IN

 
*SEE INSTRUCTIONS BEFORE FILLING OUT!
 



CUSIP No. 57383T103
13D
Page 3 of  7  Pages

 
  1.  
 
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Object Trading Corp.
  2.  
 
 
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                              (a)             ¨
                                                                                                                                                                                                         (b)            ý
  3.  
 
 
SEC USE ONLY
 
  4.  
 
 
SOURCE OF FUNDS*
OO
  5.  
 
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e)                                                                                                                                                      ¨
 
  6.  
 
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
  7.  
 
 
SOLE VOTING POWER
14,622,680
  8.  
 
 
SHARED VOTING POWER
0
  9.  
 
 
SOLE DISPOSITIVE POWER
14,622,680
  10.  
 
 
SHARED DISPOSITIVE POWER
0
 
  11.  
 
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,622,680
  12.  
 
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES*                                                                                                                                                                       0;       ¨
 
  13.  
 
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
18.7%
  14.  
 
 
TYPE OF REPORTING PERSON*
CO

 
*SEE INSTRUCTIONS BEFORE FILLING OUT!
 



CUSIP No. 57383T103
13D
Page 4 of  7  Pages

 
  1.  
 
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Isaac Perlmutter Trust 01/28/1993
  2.  
 
 
    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                              (a)             ¨
                                                                                                                                       0;                                                                 (b)            ý
  3.  
 
 
SEC USE ONLY
 
  4.  
 
 
SOURCE OF FUNDS*
OO
  5.  
 
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e)                                                                                                                                                      ¨
 
  6.  
 
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
  7.  
 
 
SOLE VOTING POWER
28,539,412
  8.  
 
 
SHARED VOTING POWER
0
  9.  
 
 
SOLE DISPOSITIVE POWER
28,539,412
  10.  
 
 
SHARED DISPOSITIVE POWER
0
 
  11.  
 
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,539,412
  12.  
 
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES*                                                                                                                                                                       0;       ¨
 
  13.  
 
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
36.5%
  14.  
 
 
TYPE OF REPORTING PERSON*
CO

*SEE INSTRUCTIONS BEFORE FILLING OUT!
 


 
CUSIP No. 57383T103
13D
Page 5 of  7  Pages

This Amendment No. 21 to Schedule 13D is being filed on behalf of Isaac Perlmutter, Object Trading Corp., a Florida corporation (“Object Trading”) and the Isaac Perlmutter Trust 01/28/1993 (the “Trust”) to amend and supplement the original Schedule 13D and all Amendments thereto, which were filed with the Securities and Exchange Commission on behalf of (1) Zib, Inc., a Florida corporation (“Zib”); (2) the Trust; (3) Object Trading; (4) the Laura & Isaac Perlmutter Foundation Inc.; (5) Isaac Perlmutter;  (6) Biobright Corporation; (7) Classic Heroes, Inc.; and (8) Tangible Media, Inc., with respect to the ownership of common stock of Marvel Entertainment, Inc. (“Marvel”).  Mr. Perlmutter, Object Trading and the Trust are together referred to in this Statement as the “Reporting Persons.”  This amendment is being filed pursuant to Rule 13d-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended.

Item 1.
Security of Issuer.
 
Unchanged.
 
Item 2.
Identity and Background.
 
Unchanged.
 
Item 3.
Source and Amount of Funds or Other Consideration.
 
Unchanged.
 
Item 4.
Purpose of Transaction.
 
Unchanged.
 
Item 5.
Interest in Securities of the Issuer.
 
Item 5 is hereby amended and restated as follows:
 
(a)           As of November 30, 2007, the Reporting Persons (including all executive officers, trustees and directors set forth in Schedule I) may be deemed to beneficially own, to the best of their knowledge, an aggregate of 29,195,662 shares of common stock, par value $0.01 per share (the “Common Stock”), of Marvel, representing approximately 37.06% of the shares of Common Stock that either are currently outstanding or would be outstanding upon the exercise of options held by the Reporting Persons.
 
(b)           Mr. Perlmutter may be deemed to possess the sole power to vote and dispose of an aggregate amount of 29,195,662 shares of Common Stock.  Mr. Perlmutter owns directly (i) 156,250 currently outstanding shares of Common Stock and (ii) options that are immediately exercisable for 500,000 shares of Common Stock.  Indirectly, Mr. Perlmutter may be deemed to beneficially own an additional 28,539,412 shares of Common Stock owned directly or indirectly by the Trust.
 
The Trust directly owns 10,222,087 shares of Common Stock and may be deemed to beneficially own 14,622,680 and 3,694,645 shares of Common Stock owned by Object
 

 
CUSIP No. 57383T103
13D
Page 6 of  7  Pages
 
Trading and Zib respectively.  The Trust is the sole stockholder of Object Trading and Zib and may be deemed to possess the sole power to vote and dispose of the 28,539,412 shares of Common Stock described above.
 
Object Trading may be deemed to possess the sole power to vote and dispose of the 14,622,680 shares of Common Stock described above.
 
With regard to each executive officer and director of Object Trading and trustee of the Trust, such individuals have the sole power to vote and dispose of that amount of Common Stock set forth on Schedule I attached hereto.
 
(c)           On November 30, 2007, Mr. Perlmutter transferred 1,975,000 shares of Common Stock to the Trust. This transfer was reported by the Reporting Persons on a Form 4 filed with the Securities and Exchange Commission on November 30, 2007.

(d)           Not applicable.
 
(e)           Not applicable.
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to
Securities of Issuer.
 
Unchanged.
 
Item 7.
Material to be Filed as Exhibits.
 
None.
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

Dated:  December 5, 2007 /s/ Benjamin Dean, attorney-in-fact  
  for Isaac Perlmutter  
 
Isaac Perlmutter
 
 
 
Dated:  December 5, 2007
OBJECT TRADING CORP.
 
     
     
 
By:
/s/ Benjamin Dean  
   
Name: 
Benjamin Dean  
   
Title:
attorney-in-fact for Object Trading Corp.  
 
 
 

 
CUSIP No. 57383T103
13D
Page 7 of  7  Pages

Dated:  December 5, 2007
ISAAC PERLMUTTER TRUST 01/28/1993
 
     
     
 
By:
/s/ Benjamin Dean  
   
Name: 
Benjamin Dean  
   
Title:
attorney-in-fact for Isaac Perlmutter Trust  
 

 
 

 


SCHEDULE I
 
EXECUTIVE OFFICERS, TRUSTEES AND DIRECTORS
 
The name and present principal occupation or employment of each of the executive officers and directors of Object Trading and each Trustee of the Trust are set forth below.
 
Object Trading Corp.
 
 
 
Name and Positions Held
Present Principal
Occupation or
Employment
 
 
Business Address
 
Marvel
Ownership
       
Isaac Perlmutter
President and sole
Director
Chief Executive Officer of
Marvel
P.O. Box 1028
Lake Worth, FL
33460
29,195,662


Isaac Perlmutter Trust 01/28/1993
 
 
 
Name and Positions Held
Present Principal
Occupation or
Employment
 
 
Business Address
 
Marvel
Ownership
       
Isaac Perlmutter
Trustee
Chief Executive Officer of Marvel
P.O. Box 1028
Lake Worth, FL 33460
29,195,662
       
Laura Perlmutter
Trustee
Investor
P.O. Box 1028
Lake Worth, FL 33460
0




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